Security donations
Requests to DTC deliver securities into an account at RBC
Dain
Rauscher are initiated
at the
delivering
firm. The LOA provided to the delivering broker must include:
RBC Dain Rauscher’s DTC Number 0235
Full 12-digit RBC Dain Rauscher account
number
Security to be delivered & quantity
Account registration at RBC Dain Rauscher
The
delivering firm initiates the delivery to RBC Dain Rauscher. The shares
will be
visible
in the client’s account the following business day. DTC
receives
that include insufficient,
unidentifiable client information are
returned to
the delivering firm (DK’d).
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